職位描述
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工作職責(zé)
1、Provide real-time legal and compliance analysis of bond and derivative transactions to ensure adherence to Hong Kong regulations (SFC, HKMA), cross-border risks and internal policies.
2、Lead the drafting, negotiation, and legal risk assessment of trading agreements (ISDA, GMRA, GMSLA), repurchase agreements, and structured products.
3、Monitor regulatory developments (e.g., SFC circulars, HKMA guidelines) impacting FICC markets and advise of implementation.
4、Liaise with regulators for filings, audits, and inquiries related to trading activities. Prepare and submit regulatory reports (e.g., Large Open Position Reports for derivatives).
5、Design and deliver compliance training for trading teams on conduct risk, best execution and market abuse regulations.
任職要求
1、LLB/JD or Master’s degree in Law, Finance, or a related quantitative field. Admission to the Hong Kong Bar or equivalent common law jurisdiction (preferred).
2、3 years of legal/compliance experience in fixed income, derivatives, or investment banking, preferably within a buy-side institution.
3、Strong analytical skills with the ability to interpret complex legal/regulatory texts.
4、Excellent communication skills, critical thinking, and ability to perform under pressure.
工作地點(diǎn)
地址:香港-中西區(qū)香港中環(huán)中心


職位發(fā)布者
黃如春/..HR
華泰證券股份有限公司

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基金·證券·期貨·投資
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1000人以上
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股份制企業(yè)
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江蘇省南京市江東中路228號
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